A selection of my professional Governance, Risk, and Compliance engagements within the financial sector.
ISO 27001 Implementation for FinTech Startup
ISO 27001 Risk Assessment FinTech
Led the end-to-end implementation of an Information Security Management System (ISMS) for a rapidly growing UK financial technology firm, successfully achieving ISO 27001 certification within 9 months.
Risk Reduction Metrics
The following chart illustrates the reduction in residual risk levels across key business assets following the implementation of tailored security controls.
Third-Party Risk Management Programme Overlay
TPRM Vendor Management DORA
Designed and operationalised a risk-based framework for assessing and continuously monitoring third-party suppliers, ensuring adherence to emerging regulatory requirements like DORA (Digital Operational Resilience Act).
12
Critical Risks Mitigated
100%
Compliance Maintained
FCA Regulatory Compliance Audit
Audit FCA Guidelines Data Privacy
Conducted a comprehensive gap analysis and internal audit against Financial Conduct Authority (FCA) guidelines regarding data security and operational resilience, identifying high-risk areas and developing a strategic remediation roadmap.